DFX Intelligence

N••••••• P•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

N••••••• P•••••• W•••

Advisor at T••••••• I••••••••• M••••••••• I•••

Rosemount, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:f840364c-fca5-7433-dc16-1428a23c39cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Dec 20, 2013	n/a	yes	MINNEAPOLIS, MN\|Rosemount, MN	Current employment
W•••• F•••• I••••••••• L••	n/a	Sep 28, 2004	May 7, 2007	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	T••••••• I••••••••• M••••••••• I•••	May 7, 2007	Dec 20, 2013	2,419	Firm change after gap	Other

Relationships

Registered with (2)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 20, 2013 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2004 to May 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f840364c-fca5-7433-dc16-1428a23c39cf
First observed: Sep 28, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.