DFX Intelligence

C•••••• T• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C•••••• T• W•••••••

Advisor at S••••• W••••• M••••••••• L••

Jupiter, FL | RED BANK, NJ

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Search this name across graphsid dfx:ria:f844bf54-5685-7763-4a8f-dc46a4b4e8e2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• L••	Independent wealth	Dec 24, 2025	n/a	yes	Jupiter, FL\|RED BANK, NJ	Current employment
C• • G• F••••••••• L••	State registered	Jun 4, 2010	Nov 19, 2015	no	TINTON FALLS, NJ\|TINTON FALLS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• • G• F••••••••• L••	S••••• W••••• M••••••••• L••	Nov 19, 2015	Dec 24, 2025	3,688	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 24, 2025 to presentfactForm ADV
→ C• • G• F••••••••• L••Registered adviserregistration: previous registration
Jun 4, 2010 to Nov 19, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f844bf54-5685-7763-4a8f-dc46a4b4e8e2
First observed: Jun 4, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.