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HANDELSBANKEN MARKETS SECURITIES, INC., CRD 38485
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SVENSKA HANDELSBANKEN AB (PUBL) | Shareholder | E | yes | 03/1996 | Mar 16, 2012 | Mar 8, 2013 |
| HUNTER, TAMARA JOAN | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | Na | no | 05/2007 | Mar 16, 2012 | Mar 8, 2013 |
| LINDEN, BJORN MARTIN | BOARD OF DIRECTOR MEMBER | Na | no | 10/2006 | Mar 16, 2012 | Mar 8, 2013 |
| MURAKAMI, KENNETH S. | BOARD OF DIRECTOR MEMBER | Na | no | 09/2008 | Mar 16, 2012 | Mar 8, 2013 |
| NILSSON, STEFAN PER RUNE | BOARD OF DIRECTOR MEMBER | Na | no | 09/2008 | Mar 16, 2012 | Mar 8, 2013 |
| SOBEL, RICHARD BRADLEY | Finop | Na | no | 11/2003 | Mar 16, 2012 | Mar 8, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SVENSKA HANDELSBANKEN AB | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 8, 2013 | $1.5B | $0 | 2 | 1 | n/a | n/a | n/a |
| 2011 | Mar 16, 2012 | $1.0B | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $1.5B | $1.0B | 42.5% | n/a | n/a | 2 | n/a | n/a | n/a |