DFX Intelligence

F•••••••• A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• A••••••••• L••

CRD 116027

WOODSTOCK, GA

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Search this name across graphsid dfx:ria:f853d341-9ccc-2f0a-f8b7-267d5ba99924

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 12, 2022 to Feb 4, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $199M••• Locked
Discretionary RAUM: $199M
Private client RAUM: $199Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $66.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• E••• H••••••••	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	WOODSTOCK, GA	20	28	1	no
A••••• G• R••	Certified Financial Planner	WOODSTOCK, GA	16	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• D••••• E•••	PRESIDENT, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER	E	yes	04/2001	Apr 12, 2022	Jan 31, 2024
R••• A•••••• G•	VICE PRESIDENT, WEALTH MANAGER	B	no	10/2005	Apr 12, 2022	Jan 31, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 4, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$199M	$167M	19.2%	$112M	21.0%	3	3	0	0

Relationships

Registered with (3)

← K•••••• M••••••• B•••••Advisorregistration: current employment
Jan 3, 2022 to presentfactForm ADV
← A••••• G• R••Advisorregistration: current employment
Aug 25, 2010 to presentfactForm ADV
← D•••• E••• H••••••••Advisorregistration: previous registration
Jan 28, 2002 to Dec 31, 2004factForm ADV

Controls (1)

Dated events

Occurred
Feb 4, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Apr 12, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f853d341-9ccc-2f0a-f8b7-267d5ba99924
First observed: Apr 12, 2022
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.