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Advisor at LPL FINANCIAL LLC
BEND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 29, 2024 | n/a | yes | BEND, OR | Current employment |
| NORTHWEST QUADRANT WEALTH MANAGEMENT | Independent wealth | Aug 18, 2011 | Aug 27, 2024 | no | BEND, OR|BEND, OR | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Mar 2, 2004 | Aug 18, 2011 | no | BEND, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWEST QUADRANT WEALTH MANAGEMENT | LPL FINANCIAL LLC | Aug 27, 2024 | Oct 29, 2024 | 63 | Firm change | RIA to ibd |
| KMS FINANCIAL SERVICES, INC | NORTHWEST QUADRANT WEALTH MANAGEMENT | Aug 18, 2011 | Aug 18, 2011 | 0 | Firm change | Other |