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S•••• R••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

S•••• R••••• P•••••••

Advisor at I••••••••• F•••••••• G••••• L••

SCOTTSDALE, AZ | Irvine, CA

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Search this name across graphsid dfx:ria:f8658e18-6e08-57d6-16b6-9b023c213ddd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Aug 19, 2022	n/a	yes	Irvine, CA\|SCOTTSDALE, AZ	Current employment
F•• W••••• M••••••••• L••	Bd affiliated wealth	Aug 16, 2019	Aug 18, 2022	no	West Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• W••••• M••••••••• L••	I••••••••• F•••••••• G••••• L••	Aug 18, 2022	Aug 19, 2022	1	Firm change	Ibd to ibd
G••••• R••••••••• P••••••• L••	F•• W••••• M••••••••• L••	Aug 28, 2019	Aug 16, 2019

Relationships

Registered with (5)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2019 to Aug 18, 2022factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 6, 2017 to Aug 28, 2019factForm ADV
→ M•••••• • N••••• A•••••••• L••

Dated events

Occurred
Aug 18, 2022
Advisor changed firm
S•••• R••••• P••••••• left F•• W••••• M••••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2022-08-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8658e18-6e08-57d6-16b6-9b023c213ddd
First observed: Apr 10, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.