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Advisor at HEXEUM CAPITAL
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HEXEUM CAPITAL | State registered | Oct 23, 2018 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | Former SEC adviser | Mar 19, 2018 | Jun 5, 2018 | no | LOS ANGELES, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 24, 2012 | Sep 4, 2013 | no | NEWPORT BEACH, CA|SAN DIEGO, CA|IRVINE, CA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 13, 2012 | Sep 24, 2012 | no | CITY OF INDUSTRY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | HEXEUM CAPITAL | Jun 5, 2018 | Oct 23, 2018 | 140 | Firm change | RIA to state RIA |
| LPL FINANCIAL LLC | AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | Sep 4, 2013 | Mar 19, 2018 | 1,657 | Firm change after gap | Other |
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Sep 24, 2012 | Sep 24, 2012 | 0 | Firm change | Other |