This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 10, 2019

First registration

Jun 10, 2019

Dual registered

no

Other names

ADAM CASTO|ADAM S CASTO

IAPD individual key

7007052

• Occurred

  Feb 17, 2026
  Advisor changed firm

  Adam Spencer Casto left Vanguard Advisers, Inc. for Safeguard Investment Advisory Group, Llc (registered 2026-03-16)

  Form ADVobserved 4 days ago
• Occurred

  Apr 10, 2025
  Advisor changed firm

  Adam Spencer Casto left Charles Schwab & Co., Inc. for Vanguard Advisers, Inc. (registered 2025-06-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f86a00f3-3e8e-7ebb-014d-d7b277e00b6d

First observed

Jun 10, 2019

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.