C•••••••• D•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f86d8020-1053-106f-f9ec-3a082a5bb156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 1, 2002	n/a	yes	OAK BROOK, IL	Current employment
N••••••••• M••••• W••••• M••••••••• C••••••	n/a	Jul 19, 2002	Apr 30, 2007	no	MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• W••••• M••••••••• C••••••	N••••••••• M••••• I••••••••• S•••••••••	Apr 30, 2007	Nov 1, 2002	-1,641	Bulk transfer	Other
N•••••• P••••••• A•••••••• L•••••	N••••••••• M••••• W••••• M••••••••• C••••••	Jan 31, 2006

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Nov 1, 2002 to presentfactForm ADV
→ N••••••••• M••••• W••••• M••••••••• C••••••Registered adviserregistration: previous registration
Jul 19, 2002 to Apr 30, 2007factForm ADV
→ N•••••• P••••••• A•••••••• L•••••Registered adviserregistration: previous registration
Jul 8, 2002 to Jan 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f86d8020-1053-106f-f9ec-3a082a5bb156
First observed: Jul 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.