This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HORTER INVESTMENT MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

8

Exams

S63|S65

First exam

Mar 18, 2021

First registration

Jul 20, 2021

Dual registered

no

Other names

Tony Frambes

IAPD individual key

7308845

• Occurred

  Jul 23, 2024
  Advisor changed firm

  Anthony William Frambes left Alphamark Advisors, Llc for Horter Investment Management, Llc (registered 2024-07-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f8711d09-a375-e5d9-f7c3-bc00910b4695

First observed

Jul 20, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.