This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.66 fund_share=0.0 institutional_share=0.33 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$261MItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$174M

Private client RAUM

$172MderivedItem 5.D individuals plus high net worth individuals

Private client share

66%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$87.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

181

Individual clients

38

High net worth clients

77

SEC number

801-128134

CRD

314520

Filings on the tape

22

First filed

Apr 22, 2021

Latest filed

Jun 16, 2026

Organised

Limited Liability Company, FL

Website

financialdesignswealth.com

• Occurred

  May 10, 2023
  Control person joined

  Alberto Jorge Valdes (Settlor) appeared on Schedule A of Financial Designs Wealth Management

  Form ADVobserved 5 days ago
• Occurred

  Apr 22, 2021
  First Form ADV filing

  Financial Designs Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f8811f07-a056-06d4-e1cc-d3e678358470

First observed

Apr 22, 2021

Last observed

Jun 16, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.