DFX Intelligence

F••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

F••••••• C•••••••••

Advisor at S••••• A••••••• I•••

BIRMINGHAM, AL | Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8844264-6573-8c76-57c7-84796246f0f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	Miami, FL\|BIRMINGHAM, AL	Current employment
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Jun 3, 2013	Apr 20, 2026	no	Coral Gables, FL\|MIAMI, FL\|B•••••, MA\|B•••••, MA\|Miami, FL\|MIAMI, FL\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• G••••• A•••• M•••••••••	S••••• A••••••• I•••	Apr 20, 2026	Apr 27, 2026	7	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	B••••• G••••• A•••• M•••••••••	Feb 14, 2013	Jun 3, 2013

Relationships

Registered with (4)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jun 3, 2013 to Apr 20, 2026factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 8, 2007 to Feb 14, 2013factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8844264-6573-8c76-57c7-84796246f0f6
First observed: Jun 20, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.