DFX Intelligence

P••• A•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

P••• A•••• M••••••••

Advisor at E•••••••• A•••••••• L••

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:f884b766-a796-4c6e-c907-087ced20fd0f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2004 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••••••• A•••••••	State registered	Aug 16, 2021	n/a	yes	CONSHOHOCKEN, PA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 22, 2016	n/a	yes	CONSHOHOCKEN, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• F•••••••• A•••••••	n/a	Sep 16, 2026	n/a	n/a	Departure no registered destination	Departure
F•••••••• F•••••••• A•••••••	M•• F•••••••• S•••••••• I•••	Aug 2, 2016	Feb 4, 2011	-2,006

Team moves

••• Locked

Team	Left	Joined	From	Kind
131620:14251:PA:2016-08-02	Aug 2, 2016	Feb 4, 2011	PHILADELPHIA, PA	Firm change after gap
14251:6627:PA:2016-07-21	Jul 25, 2016	Jul 22, 2016	PHILADELPHIA, PA	Firm change

Relationships

Registered with (3)

→ F•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 26, 2005 to Aug 2, 2016factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2004 to Feb 10, 2011factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2016 to Jul 25, 2016factForm ADV

Dated events

Occurred
Sep 16, 2026
Advisor departed, no destination yet
P••• A•••• M•••••••• no longer registered at F•••••••• F•••••••• A•••••••; no later IA registration on IAPD
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f884b766-a796-4c6e-c907-087ced20fd0f
First observed: Oct 6, 2004
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.