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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

QUAD CAPITAL MANAGEMENT ADVISORS LLC

CRD 170286

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f884c5c1-00a5-4a08-c417-b019de50a260

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jul 7, 2014 to Mar 30, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $272MItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $272M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $214Mgross asset value as reported per fund; never fund size
Custody, client assets: $97.2M
SEC number: 801-107277
CRD: 170286
Filings on the tape: 12
First filed: Jul 7, 2014
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
QUAD MULTI-STRATEGY MASTER FUND, LTD.	Hedge Fund	$214M	Mar 30, 2020	24	Jul 26, 2016	reported	021-295784
QUAD MULTI-STRATEGY FUND LP	Hedge Fund	$26.4M	Mar 30, 2019	23	Jul 26, 2016	reported	021-264480

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CIAMPI, GUERINO	Member	Na	yes	05/2014	Feb 9, 2016	Mar 30, 2020
GUARINO, JOHN, VINCENT	MANAGING MEMBER	C	yes	01/2018	Jul 7, 2014	Mar 30, 2020
GUARINO, JOHN, VINCENT	Member	Na	yes	05/2014	Jul 7, 2014	Mar 30, 2020
QUAD MANAGEMENT PARTNERS LLC	MANAGING MEMBER	E	yes	01/2018	Mar 30, 2018	Mar 30, 2020
RUBACKY, PAUL, IGNATIAUS	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	05/2018	Sep 27, 2018	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VAZIRANI ASSET MANAGEMENT LLC	n/a	Other adviser	$65.0M	N	no	n/a
GROUP G CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	no	n/a
MALATAI CAPITAL, LLC	n/a	n/a	n/a	N	no	n/a
QUAD FUND STRUCTURES LLC	n/a	n/a	n/a	N	yes	n/a
QUAD FUTURES, LLC	n/a	n/a	n/a	N	yes	n/a
RPX SECURITIES LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$272M	$272M	19	13	0	1	$214M
2018	Mar 30, 2019	$339M	$339M	19	13	0	2	$52.8M
2017	Mar 30, 2018	$198M	$198M	27	18	0	2	$59.4M
2016	Mar 30, 2017	$314M	$314M	39	30	n/a	2	$39.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$272M	$339M	-19.9%	$314M	-4.7%	19	19	0	0

Relationships

Affiliated with (1)

→ VAZIRANI ASSET MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV

Advises (2)

→ QUAD MULTI-STRATEGY MASTER FUND, LTD.Private fundHedge Fund, IA
Jul 26, 2016 to presentfactForm ADV
→ QUAD MULTI-STRATEGY FUND LPPrivate fundHedge Fund, IA
Jul 26, 2016 to presentfactForm ADV

Controls (4)

← RUBACKY, PAUL, IGNATIAUSOwnerCHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 27, 2018 to presentfactForm ADV
← CIAMPI, GUERINOOwnerMEMBER, ownership code NA, individual
Feb 9, 2016 to presentfactForm ADV
← GUARINO, JOHN, VINCENTOwnerMANAGING MEMBER, ownership code C, individual
Jul 7, 2014 to presentfactForm ADV
← QUAD MANAGEMENT PARTNERS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2019
Regulatory AUM changed
Quad Capital Management Advisors Llc reported RAUM $339.1M, up 71% from $198.1M (2018-09-27 to 2019-03-30)
Form ADVobserved 4 days ago
$141M
Occurred
Mar 30, 2018
Regulatory AUM changed
Quad Capital Management Advisors Llc reported RAUM $198.1M, down 48% from $382.5M (2017-11-06 to 2018-03-30)
Form ADVobserved 4 days ago
$-184M
Occurred
Jul 7, 2014
First Form ADV filing
Investing In Equities, Futures, & Options filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f884c5c1-00a5-4a08-c417-b019de50a260
First observed: Jul 7, 2014
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUAD CAPITAL MANAGEMENT ADVISORS LLC

CRD 170286

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f884c5c1-00a5-4a08-c417-b019de50a260

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

QUAD MULTI-STRATEGY MASTER FUND, LTD.

Hedge Fund

$214M

Mar 30, 2020

Jul 26, 2016

reported

021-295784

QUAD MULTI-STRATEGY FUND LP

Hedge Fund

$26.4M

Mar 30, 2019

Jul 26, 2016

reported

021-264480

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CIAMPI, GUERINO

Member

yes

05/2014

Feb 9, 2016

Mar 30, 2020

GUARINO, JOHN, VINCENT

MANAGING MEMBER

yes

01/2018

Jul 7, 2014

Mar 30, 2020

GUARINO, JOHN, VINCENT

Member

yes

05/2014

Jul 7, 2014

Mar 30, 2020

QUAD MANAGEMENT PARTNERS LLC

MANAGING MEMBER

yes

01/2018

Mar 30, 2018

Mar 30, 2020

RUBACKY, PAUL, IGNATIAUS

CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER

yes

05/2018

Sep 27, 2018

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VAZIRANI ASSET MANAGEMENT LLC

n/a

Other adviser

$65.0M

n/a

GROUP G CAPITAL PARTNERS, LLC

n/a

MALATAI CAPITAL, LLC

n/a

QUAD FUND STRUCTURES LLC

n/a

yes

n/a

QUAD FUTURES, LLC

n/a

yes

n/a

RPX SECURITIES LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$272M

$214M

2018

Mar 30, 2019

$339M

$52.8M

2017

Mar 30, 2018

$198M

$59.4M

2016

Mar 30, 2017

$314M

n/a

$39.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$272M

$339M

-19.9%

$314M

-4.7%