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Reading the graph
Advisor at MORGAN STANLEY
Brea, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 8, 2022 | n/a | yes | Brea, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 2, 2018 | Apr 19, 2022 | no | BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Apr 19, 2022 | Apr 8, 2022 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:CA:2022-04-08 | Apr 19, 2022 | Apr 8, 2022 | BREA, CA | Firm change |