DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
ALLENTOWN, PA | CHALFONT, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | CHALFONT, PA|ALLENTOWN, PA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jul 23, 2020 | Jan 24, 2025 | no | BLUE BELL, PA|Bethlehem, PA|ALLENTOWN, PA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jan 29, 2018 | Jul 24, 2020 | no | CONSHOHOCKEN, PA|HARLEYSVILLE, PA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 15, 2017 | Jan 5, 2018 | no | NEWTOWN SQUARE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| HORNOR, TOWNSEND & KENT, LLC | OSAIC FA, INC. | Jul 24, 2020 | Jul 23, 2020 | -1 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | HORNOR, TOWNSEND & KENT, LLC | Jan 5, 2018 | Jan 29, 2018 | 24 | Firm change | Other |