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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

JOHN FRANCIS FRICKE

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

BEDFORD, NH | JUPITER, FL | NORTHFIELD, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f89741a2-0b08-a5b1-42f1-83bbae34a37d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 3, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHEAST PLANNING ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jan 5, 1990
First registration: Nov 3, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1975383

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 25, 2007	n/a	yes	NORTHFIELD, VT\|NORTHFIELD, VT\|JUPITER, FL	Current employment
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Nov 24, 2004	n/a	yes	NORTHFIELD, VT\|BEDFORD, NH\|JUPITER, FL	Current employment
MUTUAL SERVICE CORPORATION	n/a	Feb 27, 2004	Nov 19, 2004	no	NORTHFIELD, VT	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Nov 3, 1994	Nov 13, 2003	no	NORTHFIELD, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL SERVICE CORPORATION	NORTHEAST PLANNING ASSOCIATES, INC.	Nov 19, 2004	Nov 24, 2004	5	Firm change	Other
VERAVEST INVESTMENT ADVISORS, INC.	MUTUAL SERVICE CORPORATION	Nov 13, 2003	Feb 27, 2004	106	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 25, 2007 to presentfactForm ADV
→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: current employment
Nov 24, 2004 to presentfactForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Feb 27, 2004 to Nov 19, 2004factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Nov 3, 1994 to Nov 13, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f89741a2-0b08-a5b1-42f1-83bbae34a37d
First observed: Nov 3, 1994
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN FRANCIS FRICKE

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

BEDFORD, NH | JUPITER, FL | NORTHFIELD, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f89741a2-0b08-a5b1-42f1-83bbae34a37d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jul 25, 2007

n/a

yes

NORTHFIELD, VT|NORTHFIELD, VT|JUPITER, FL

Current employment

NORTHEAST PLANNING ASSOCIATES, INC.

Independent wealth

Nov 24, 2004

n/a

yes

NORTHFIELD, VT|BEDFORD, NH|JUPITER, FL

Current employment

MUTUAL SERVICE CORPORATION

n/a

Feb 27, 2004

Nov 19, 2004

NORTHFIELD, VT

Previous registration

VERAVEST INVESTMENT ADVISORS, INC.

n/a

Nov 3, 1994

Nov 13, 2003

NORTHFIELD, VT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MUTUAL SERVICE CORPORATION

NORTHEAST PLANNING ASSOCIATES, INC.

Nov 19, 2004

Nov 24, 2004

Firm change

Other

VERAVEST INVESTMENT ADVISORS, INC.

MUTUAL SERVICE CORPORATION

Nov 13, 2003

Feb 27, 2004

106

Firm change

Other