DFX Intelligence

R••• J•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••• J•••• D••••

Advisor at I•••••• M•••••• A•••••••• L••

Ridgewood, NJ

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Search this name across graphsid dfx:ria:f89a42b9-e31e-c9c9-fbec-9c02289d7381

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• M•••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• M•••••• A•••••••• L••	Other adviser	Mar 16, 2021	n/a	yes	Ridgewood, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 1, 2010	Mar 8, 2021	no	NEW YORK, NY\|WEEHAWKEN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	I•••••• M•••••• A•••••••• L••	Mar 8, 2021	Mar 16, 2021	8	Firm change	Other
U•• I••••••••• I•••	U•• F•••••••• S••••••• I•••	Jan 1, 2010	Jan 1, 2010

Relationships

Registered with (3)

→ I•••••• M•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 16, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Mar 8, 2021factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2008 to Jan 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f89a42b9-e31e-c9c9-fbec-9c02289d7381
First observed: Jul 30, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.