DFX Intelligence

M•••••• R•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• R•••• W•••

Advisor at J••••••• • A••••••••• F•••••••• A•••••••• L••

PADUCAH, KY

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Search this name across graphsid dfx:ria:f8a83e24-8947-ef7b-ad83-5b40f414ba74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••••• • A••••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••••• • A••••••••• F•••••••• A•••••••• L••	Independent wealth	Dec 1, 2023	n/a	yes	PADUCAH, KY	Current employment
K••••••• F•••••••• G••••• L••	Independent wealth	Aug 30, 2016	Dec 1, 2023	no	Paducah, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• F•••••••• G••••• L••	J••••••• • A••••••••• F•••••••• A•••••••• L••	Dec 1, 2023	Dec 1, 2023	0	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
170201:312706:KY:2023-12-01	Dec 1, 2023	Dec 1, 2023	LEXINGTON, KY	Firm change

Relationships

Registered with (2)

→ J••••••• • A••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ K••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 30, 2016 to Dec 1, 2023factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8a83e24-8947-ef7b-ad83-5b40f414ba74
First observed: Aug 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.