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Advisor at TACONIC ADVISORS
SAUGERTIES, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TACONIC ADVISORS | Independent wealth | Jun 24, 2021 | n/a | yes | SAUGERTIES, NY | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Sep 29, 2011 | Dec 1, 2015 | no | HAMDEN, CT|HAMDEN, CT|STAMFORD, CT|POUGHKEEPSIE, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 19, 2005 | Oct 22, 2009 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | TACONIC ADVISORS | Dec 1, 2015 | Jun 24, 2021 | 2,032 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | ADVICE AND PLANNING SERVICES | Oct 22, 2009 | Sep 29, 2011 | 707 | Firm change after gap | Other |