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R•••••• P••• O•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

R•••••• P••• O•

Advisor at C•••••• S••••• I••••••••• M••••••••• I••

San Francisco, CA

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Search this name across graphsid dfx:ria:f8b8cb19-f84b-44d2-165b-47567db4dfe9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• I••••••••• M••••••••• I••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• I••••••••• M••••••••• I••	Other adviser	Mar 21, 2024	n/a	yes	San Francisco, CA	Current employment
C•••••• S••••• I••••••••• A•••••••• I••	Former SEC adviser	Aug 10, 2021	Mar 29, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• I••••••••• A•••••••• I••	C•••••• S••••• I••••••••• M••••••••• I••	Mar 29, 2024	Mar 21, 2024	-8	Channel change	Other
C•••••• S••••• • C••• I•••	C•••••• S••••• I••••••••• A•••••••• I••	Dec 31, 2009

Relationships

Registered with (3)

→ C•••••• S••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 10, 2021 to Mar 29, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 3, 2007 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8b8cb19-f84b-44d2-165b-47567db4dfe9
First observed: Dec 3, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.