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Advisor at EDWARD JONES
DAHLONEGA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 27, 2017 | n/a | yes | DAHLONEGA, GA | Current employment |
| MCCORMACK FINANCIAL PLANNING INC. | Independent wealth | Dec 3, 2015 | Mar 8, 2017 | no | ATLANTA, GA | Previous registration |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Oct 9, 2015 | Dec 6, 2016 | no | ATLANTA, GA|ROME, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCCORMACK FINANCIAL PLANNING INC. | EDWARD JONES | Mar 8, 2017 | Mar 27, 2017 | 19 | Firm change | Other |
| DEMPSEY LORD SMITH, LLC | MCCORMACK FINANCIAL PLANNING INC. | Dec 6, 2016 | Dec 3, 2015 | -369 | Firm change after gap | Other |