DFX Intelligence

K••••••• A•• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

K••••••• A•• S•••••••

Advisor at H•••••••• A•••••••• L••

Orlando, FL | CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 24, 2024	n/a	yes	CHICAGO, IL\|Orlando, FL	Current employment
R••••••• C••••••••• G••••	Former SEC adviser	Mar 28, 2007	Jan 26, 2024	no	ORLANDO, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• C••••••••• G••••	H•••••••• A•••••••• L••	Jan 26, 2024	Jan 24, 2024	-2	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
105720:145323:FL:2024-01-26	Jan 26, 2024	Jan 24, 2024	ORLANDO, FL	Firm change

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 24, 2024 to presentfactForm ADV
→ R••••••• C••••••••• G••••Registered adviserregistration: previous registration
Mar 28, 2007 to Jan 26, 2024factForm ADV

Dated events

Order

Occurred
26 Jan 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 1, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.