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Advisor at LPL FINANCIAL LLC
BRYANT, AR | NORTH LITTLE ROCK, AR | LITTLE ROCK, AR | BENTON, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 20, 2019 | n/a | yes | BRYANT, AR|BENTON, AR|NORTH LITTLE ROCK, AR|LITTLE ROCK, AR | Current employment |
| SIMMONS FIRST INVESTMENT GROUP, INC. | Former SEC adviser | Jan 18, 2019 | Mar 25, 2019 | no | LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMMONS FIRST INVESTMENT GROUP, INC. | LPL FINANCIAL LLC | Mar 25, 2019 | Mar 20, 2019 | -5 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 47439:6413:AR:2019-03-25 | Mar 25, 2019 | Mar 20, 2019 | LITTLE ROCK, AR | Firm change |