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M•••• J••••• D• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M•••• J••••• D• R•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:f8ca20be-f273-958d-29d2-9e48bcca5c51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 2, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jul 6, 2022	n/a	yes	SAINT LOUIS, MO	Current employment
S••••• C•••••• M••••••••• L••	Independent wealth	Jan 3, 2022	May 19, 2022	no	SAINT LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• C•••••• M••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	May 19, 2022	Jul 6, 2022	48	Firm change	Other
S•••••• I••••••••• L••	S••••• C•••••• M••••••••• L••	Jan 22, 2020	Jan 3, 2022

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2022 to May 19, 2022factForm ADV
→ S•••••• I••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2019 to Jan 22, 2020factForm ADV

Dated events

Occurred
May 19, 2022
Advisor changed firm
M•••• J••••• D• R••• left S••••• C•••••• M••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-07-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8ca20be-f273-958d-29d2-9e48bcca5c51
First observed: Feb 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.