DFX Intelligence

H••• H••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

H••• H••••• P••••

Advisor at E••••••• F•••••••• P•••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:f8cfb5c6-33f1-6814-c724-d47cb1c1c602

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• F•••••••• P•••••••• L••	Independent wealth	Jun 24, 2022	n/a	yes	MEMPHIS, TN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 4, 2014	Jul 1, 2022	no	MEMPHIS, TN\|Memphis, TN\|Memphis, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	E••••••• F•••••••• P•••••••• L••	Jul 1, 2022	Jun 24, 2022	-7	Firm change	Ibd to new firm
L••••••• P•••••••• I•••	T•• J•••••• A•••••••• L••	Dec 9, 2014	Dec 21, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:321790:TN:2022-07-01	Jul 1, 2022	Jun 24, 2022	MEMPHIS, TN	Firm change

Relationships

Registered with (4)

→ E••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 24, 2022 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 4, 2014 to Jul 1, 2022factForm ADV
→ L••••••• P•••••••• I•••Registered adviserregistration: previous registration
Mar 29, 2004 to Dec 9, 2014factForm ADV
→ T•• J•••••• A•••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
H••• H••••• P•••• left C••••••••• F•••••••• N•••••• for E••••••• F•••••••• P•••••••• L•• (registered 2022-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8cfb5c6-33f1-6814-c724-d47cb1c1c602
First observed: Mar 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.