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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Gregory Marc Roventini

Advisor at TLG ADVISORS, INC.

SUMMIT, NJ | Birmingham, AL

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Search this name across graphsid dfx:ria:f8d2ab1b-2a24-089f-782a-15ed0dce0577

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 14, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 27, 1993
First registration: Sep 14, 1993
Dual registered: yes, broker-dealer
IAPD individual key: 2271059

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Dec 2, 2024	n/a	yes	SUMMIT, NJ\|Birmingham, AL	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 17, 2018	Dec 2, 2024	no	Delray Beach, FL\|Delray Beach, FL\|Birmingham, AL	Previous registration
FISHER INVESTMENTS	Independent wealth	Jun 25, 2018	Sep 27, 2018	no	DELRAY BEACH, FL\|PLANO, TX	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 11, 2003	May 25, 2004	no	FORT LAUDERDALE, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 14, 1993	Mar 25, 2003	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	TLG ADVISORS, INC.	Dec 2, 2024	Dec 2, 2024	0	Firm change	Ibd to ibd
FISHER INVESTMENTS	CONCOURSE FINANCIAL GROUP ADVISORS	Sep 27, 2018	Sep 17, 2018	-10	Firm change	RIA to ibd
SUNTRUST INVESTMENT SERVICES, INC.	FISHER INVESTMENTS	May 25, 2004	Jun 25, 2018	5,144	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	SUNTRUST INVESTMENT SERVICES, INC.	Mar 25, 2003	Jun 11, 2003	78	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15708:111052:AL:2024-12-02	Dec 2, 2024	Dec 2, 2024	BIRMINGHAM, AL	Firm change

Relationships

Registered with (5)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 17, 2018 to Dec 2, 2024factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 25, 2018 to Sep 27, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 11, 2003 to May 25, 2004factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 14, 1993 to Mar 25, 2003factForm ADV

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
Gregory Marc Roventini left Concourse Financial Group Advisors for Tlg Advisors, Inc. (registered 2024-12-02)
Form ADVobserved 6 days ago