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RIA / WealthAdvisor40 years in industry

Theresa Ann Procida

Advisor at INNOVATIVE INVESTMENT FIDUCIARIES, LLC

MOORESTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8d60cb4-2135-8f52-6366-832f8a19bca8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INNOVATIVE INVESTMENT FIDUCIARIES, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: May 24, 1991
First registration: Jun 21, 2002
Dual registered: no
Other names: THERESA A PROCIDA|TERRIANN PROCIDA
IAPD individual key: 2124622

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INNOVATIVE INVESTMENT FIDUCIARIES, LLC	Former SEC adviser	Mar 20, 2013	n/a	yes	MOORESTOWN, NJ	Current employment
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Former SEC adviser	Apr 14, 2008	Mar 25, 2015	no	MOORESTOWN, NJ	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Jul 23, 2004	Dec 5, 2007	no	CINNAMINSON, NJ\|CINNAMINSON, NJ	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Jun 21, 2002	Jan 15, 2003	no	CINNAMINSON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAIN STREET FINANCIAL LIFE ADVISORS, LLC	INNOVATIVE INVESTMENT FIDUCIARIES, LLC	Mar 25, 2015	Mar 20, 2013	-735	Firm change after gap	Other
TOWER SQUARE SECURITIES, INC.	MAIN STREET FINANCIAL LIFE ADVISORS, LLC	Dec 5, 2007	Apr 14, 2008	131	Firm change	Other
WS GRIFFITH SECURITIES, INC.	TOWER SQUARE SECURITIES, INC.	Jan 15, 2003	Jul 23, 2004	555	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118544:159814:NJ:2015-03-25	Mar 25, 2015	Mar 20, 2013	MOORESTOWN, NJ	Firm change after gap

Relationships

Registered with (4)

→ INNOVATIVE INVESTMENT FIDUCIARIES, LLCRegistered adviserregistration: current employment
Mar 20, 2013 to presentfactForm ADV
→ MAIN STREET FINANCIAL LIFE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 14, 2008 to Mar 25, 2015factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Jul 23, 2004 to Dec 5, 2007factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Jun 21, 2002 to Jan 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8d60cb4-2135-8f52-6366-832f8a19bca8
First observed: Jun 21, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Theresa Ann Procida

Advisor at INNOVATIVE INVESTMENT FIDUCIARIES, LLC

MOORESTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8d60cb4-2135-8f52-6366-832f8a19bca8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Former SEC adviser

Mar 20, 2013

n/a

yes

MOORESTOWN, NJ

Current employment

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

Former SEC adviser

Apr 14, 2008

Mar 25, 2015

MOORESTOWN, NJ

Previous registration

TOWER SQUARE SECURITIES, INC.

Former SEC adviser

Jul 23, 2004

Dec 5, 2007

CINNAMINSON, NJ|CINNAMINSON, NJ

Previous registration

WS GRIFFITH SECURITIES, INC.

n/a

Jun 21, 2002

Jan 15, 2003

CINNAMINSON, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Mar 25, 2015

Mar 20, 2013

-735

Firm change after gap

Other

TOWER SQUARE SECURITIES, INC.

MAIN STREET FINANCIAL LIFE ADVISORS, LLC

Dec 5, 2007

Apr 14, 2008

131

Firm change

Other

WS GRIFFITH SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

Jan 15, 2003

Jul 23, 2004

555

Firm change after gap

Other

Team

Left

Joined

From

Kind

118544:159814:NJ:2015-03-25

Mar 25, 2015

Mar 20, 2013

MOORESTOWN, NJ

Firm change after gap