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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CADOGAN MANAGEMENT, L.L.C.

CRD 110251

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8dc7df4-b17d-8c04-9f50-d54675aa3043

Data as of Dec 8, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2011 to Dec 8, 2011
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $367MItem 5.F on the latest filing (2011-12-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $367M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 9
SEC number: 801-60108
CRD: 110251
Filings on the tape: 2
First filed: Dec 7, 2011
Latest filed: Dec 8, 2011
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ISAAC, PAUL, JEROME	CHIEF INVESTMENT OFFICER/MEMBER	B	yes	11/2000	Dec 7, 2011	Dec 8, 2011
LEAF, STUART, NATHAN	EXECUTIVE CHAIRMAN/MEMBER	C	yes	06/1994	Dec 7, 2011	Dec 8, 2011
TRAMMELL, JOHN, BARRY	CHIEF EXECUTIVE OFFICER/MEMBER	B	yes	10/2009	Dec 7, 2011	Dec 8, 2011
KAPLAN, MARLENA, ANN	CHIEF FINANCIAL OFFICER	Na	no	01/2010	Dec 7, 2011	Dec 8, 2011
KLAR, LISA, ANNE	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; DIRECTOR OF FUND STRUCTURING	Na	no	02/2010	Dec 7, 2011	Dec 8, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FORT HOOSAC MANAGEMENT, LLC	n/a	Mixed wealth	$1.3B	n/a	n/a	n/a
CADOGAN MANAGEMENT (UK) LTD.	Investment Adviser	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ ARBITER PARTNERSRegistered adviserother investment adviser
factForm ADV

Controls (3)

← LEAF, STUART, NATHANOwnerEXECUTIVE CHAIRMAN/MEMBER, ownership code C, individual
Dec 7, 2011 to presentfactForm ADV
← TRAMMELL, JOHN, BARRYOwnerCHIEF EXECUTIVE OFFICER/MEMBER, ownership code B, individual
Dec 7, 2011 to presentfactForm ADV
← ISAAC, PAUL, JEROMEOwnerCHIEF INVESTMENT OFFICER/MEMBER, ownership code B, individual
Dec 7, 2011 to presentfactForm ADV

Owns (2)

← KLAR, LISA, ANNEOwnerGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; DIRECTOR OF FUND STRUCTURING, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV
← KAPLAN, MARLENA, ANNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8dc7df4-b17d-8c04-9f50-d54675aa3043
First observed: Dec 7, 2011
Last observed: Dec 8, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CADOGAN MANAGEMENT, L.L.C.

CRD 110251

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8dc7df4-b17d-8c04-9f50-d54675aa3043

Data as of Dec 8, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ISAAC, PAUL, JEROME

CHIEF INVESTMENT OFFICER/MEMBER

yes

11/2000

Dec 7, 2011

Dec 8, 2011

LEAF, STUART, NATHAN

EXECUTIVE CHAIRMAN/MEMBER

yes

06/1994

Dec 7, 2011

Dec 8, 2011

TRAMMELL, JOHN, BARRY

CHIEF EXECUTIVE OFFICER/MEMBER

yes

10/2009

Dec 7, 2011

Dec 8, 2011

KAPLAN, MARLENA, ANN

CHIEF FINANCIAL OFFICER

01/2010

Dec 7, 2011

Dec 8, 2011

KLAR, LISA, ANNE

GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; DIRECTOR OF FUND STRUCTURING

02/2010

Dec 7, 2011

Dec 8, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FORT HOOSAC MANAGEMENT, LLC

n/a

Mixed wealth

$1.3B

n/a

CADOGAN MANAGEMENT (UK) LTD.

Investment Adviser

n/a