DFX Intelligence

D••••• P••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

D••••• P••• W•••••••

Advisor at C••••• F•••••• F••••••••

SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:f8e296b6-8310-a39f-4ae9-d1e802271bd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••• F••••••••	State registered	Nov 13, 2017	n/a	yes	SAINT PETERSBURG, FL	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Sep 11, 2013	Oct 2, 2017	no	ENOLA, PA\|HARRISBURG, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	C••••• F•••••• F••••••••	Oct 2, 2017	Nov 13, 2017	42	Firm change	Other
P•••••••• A•••••••	N••• F•••••••• G••••• I•••	Aug 8, 2013	Sep 11, 2013

Relationships

Registered with (3)

→ C••••• F•••••• F••••••••Registered adviserregistration: current employment
Nov 13, 2017 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 11, 2013 to Oct 2, 2017factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Nov 12, 2012 to Aug 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8e296b6-8310-a39f-4ae9-d1e802271bd2
First observed: Nov 12, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.