L•••• E•••••

Advisor at L•• F•••••••• L••

LE CENTER, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8e56c88-194e-5ef2-3763-f166411e9f9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 21, 2022	n/a	yes	LE CENTER, MN\|LE CENTER, MN	Current employment
F•••• F••••••••	Independent wealth	Nov 17, 2016	Jun 23, 2022	no	Le Sueur, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F••••••••	L•• F•••••••• L••	Jun 23, 2022	Jun 21, 2022	-2	Firm change	RIA to RIA
I••••• F•••••••• C•••••••••	F•••• F••••••••	Nov 17, 2016	Nov 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
116140:6413:MN:2022-06-23	Jun 23, 2022	Jun 21, 2022	LE SUEUR, MN	Firm change
12984:116140:MN:2016-11-17	Nov 17, 2016	Nov 17, 2016	LE CENTER, MN	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 21, 2022 to presentfactForm ADV
→ F•••• F••••••••Registered adviserregistration: previous registration
Nov 17, 2016 to Jun 23, 2022factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 3, 2014 to Nov 17, 2016factForm ADV

Dated events

Occurred
Jun 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8e56c88-194e-5ef2-3763-f166411e9f9c
First observed: Feb 3, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.