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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

RONALD HENRY FRANZEN

Advisor at EQUITABLE ADVISORS, LLC

EDWARDSVILLE, IL

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Search this name across graphsid dfx:ria:f8e5ab1a-e793-7578-c4d3-554d6693866d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 26, 1982
First registration: Sep 17, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1049600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 30, 2008	n/a	yes	EDWARDSVILLE, IL	Current employment
MILITELLO WEALTH MANAGEMENT, L.L.C.	Former SEC adviser	Jun 29, 2005	Oct 1, 2008	no	EDWARDSVILLE, IL	Previous registration
MARTIN WIER, INC	n/a	Jun 26, 2002	Jun 13, 2005	no	SWANSEA, IL	Previous registration
M FINANCIAL SERVICES, INC.	n/a	Aug 31, 1998	Aug 14, 2002	no	HIGHLAND, IL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 17, 1997	Oct 13, 2008	no	EDWARDSVILLE, IL\|EDWARDSVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	M FINANCIAL SERVICES, INC.	Oct 13, 2008	Aug 31, 1998	-3,696	Firm change after gap	Other
MILITELLO WEALTH MANAGEMENT, L.L.C.	EQUITABLE ADVISORS, LLC	Oct 1, 2008	Sep 30, 2008	-1	Firm change	Other
MARTIN WIER, INC	MILITELLO WEALTH MANAGEMENT, L.L.C.	Jun 13, 2005	Jun 29, 2005	16	Firm change	Other
M FINANCIAL SERVICES, INC.	MARTIN WIER, INC	Aug 14, 2002	Jun 26, 2002	-49	Firm change after gap	Other

Relationships

Registered with (5)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Sep 30, 2008 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 17, 1997 to Oct 13, 2008factForm ADV
→ MILITELLO WEALTH MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Jun 29, 2005 to Oct 1, 2008factForm ADV
→ MARTIN WIER, INCRegistered adviserregistration: previous registration
Jun 26, 2002 to Jun 13, 2005factForm ADV
→ M FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 31, 1998 to Aug 14, 2002factForm ADV

Dated events

No dated event names this entity yet.