This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 22, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

May 22, 1987

First registration

Apr 12, 2013

Dual registered

yes, broker-dealer

Other names

BARBARA BERGEN MELBY|BARBARA JEAN PANERAL|BARBARA JEAN MELBY|BARBARA J PANERAL|BARBARA JEAN BERGEN|BARBARA MELBY|BARBARA BERGEN

IAPD individual key

1362795

• Occurred

  Aug 25, 2023
  Advisor changed firm

  Barbara Bergen Paneral left Robert W. Baird & Co. Incorporated for Raymond James & Associates, Inc. (registered 2023-08-03)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f8e6face-5f6e-770d-a111-8a68e2025415

First observed

Apr 12, 2013

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.