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Advisor at EDWARD JONES
LIVE OAK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 12, 2019 | n/a | yes | LIVE OAK, FL | Current employment |
| CERTIFIED ADVISORY CORP | Independent wealth | Feb 14, 2007 | Apr 23, 2007 | no | GAINESVILLE, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Dec 8, 2005 | Aug 15, 2006 | no | GAINESVILLE, FL|GAINESVILLE, FL|GAINESVILLE, FL|NEWBERRY, FL|GAINESVILLE, FL | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Sep 29, 2004 | Oct 24, 2005 | no | GAINESVILLE, FL | Previous registration |
| FIRST FEDERAL FINANCIAL SERVICES CORP | n/a | Apr 17, 2003 | Nov 12, 2003 | no | LAKE CITY, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 17, 2003 | Jul 8, 2003 | no | LAKE CITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERTIFIED ADVISORY CORP | EDWARD JONES | Apr 23, 2007 | Mar 12, 2019 | 4,341 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | CERTIFIED ADVISORY CORP | Aug 15, 2006 | Feb 14, 2007 | 183 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Oct 24, 2005 | Dec 8, 2005 | 45 | Firm change | Other |
| FIRST FEDERAL FINANCIAL SERVICES CORP | CUNA BROKERAGE SERVICES, INC. | Nov 12, 2003 | Sep 29, 2004 | 322 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | FIRST FEDERAL FINANCIAL SERVICES CORP | Jul 8, 2003 | Apr 17, 2003 | -82 | Firm change after gap | Other |