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Advisor at COMMONWEALTH FINANCIAL NETWORK
WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 27, 2025 | n/a | yes | WALTHAM, MA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 13, 2023 | Jul 1, 2025 | no | CONCORD, NH | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 7, 2022 | May 24, 2023 | no | MERRIMACK, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 1, 2025 | Jun 27, 2025 | -4 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | CETERA INVESTMENT ADVISERS LLC | May 24, 2023 | Jun 13, 2023 | 20 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:8032:NH:2025-07-01 | Jul 1, 2025 | Jun 27, 2025 | CONCORD, NH | Firm change |