DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RETIREMENT SOLUTIONS
RIO RANCHO, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT SOLUTIONS | State registered | Jun 25, 2024 | n/a | yes | RIO RANCHO, NM | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Dec 21, 2021 | Oct 8, 2024 | no | RIO RANCHO, NM|PHOENIX, AZ | Previous registration |
| RETIREMENT AND INVESTMENT SOLUTIONS, LLC | n/a | Jun 6, 2017 | Dec 31, 2021 | no | RIO RANCHO, NM | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Sep 2, 2005 | Oct 15, 2007 | no | CIBOLO, TX|Universal City, TX | Previous registration |
| FIRST COMMAND BANK | n/a | Jan 4, 2005 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | RETIREMENT SOLUTIONS | Oct 8, 2024 | Jun 25, 2024 | -105 | Firm change after gap | RIA to state RIA |
| RETIREMENT AND INVESTMENT SOLUTIONS, LLC | REDWOOD PRIVATE WEALTH | Dec 31, 2021 | Dec 21, 2021 | -10 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | RETIREMENT AND INVESTMENT SOLUTIONS, LLC | Oct 15, 2007 | Jun 6, 2017 | 3,522 | Firm change after gap | Other |
| FIRST COMMAND BANK | FIRST COMMAND FINANCIAL PLANNING, INC. | Sep 2, 2005 | Sep 2, 2005 | 0 | Firm change | Other |