DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AIM CAPITAL

THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP, CRD 165183

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8f977d4-a0e7-8132-6a85-9ea37efdf59b

Data as of Feb 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2012 to Feb 21, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $309MItem 5.F on the latest filing (2026-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $278M
Private client RAUM: $298MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $155Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 452
Individual clients: 102
High net worth clients: 134
SEC number: 801-77148
CRD: 165183
Filings on the tape: 29
First filed: Sep 10, 2012
Latest filed: Feb 21, 2026
Organised: Limited Liability Partnership, AZ
Website: aimcapaz.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM FLOYD HILL	Certified Financial Planner	SCOTTSDALE, AZ	13	32	n/a	yes
PHILIP LEE NAGEL	Certified Financial Planner\|Chartered Financial Consultant	SCOTTSDALE, AZ	13	32	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HILL, WILLIAM, FLOYD	OWNER, MANAGING MEMBER	E	yes	08/2012	Sep 10, 2012	Mar 15, 2024
HILL, WILLIAM, FLOYD	MANAGING GENERAL PARTNER	Na	yes	08/2012	Sep 10, 2012	Mar 15, 2024
NAGEL, PHILIP, LEE	OWNER, MANAGING MEMBER	E	yes	08/2012	Sep 10, 2012	Mar 15, 2024
NAGEL, PHILIP, LEE	MANAGING GENERAL PARTNER, CHIEF COMPLIANCE OFFICER	Na	yes	08/2012	Sep 10, 2012	Mar 15, 2024
PLN INVESTMENT STRATEGIES, LLC	GENERAL PARTNER	D	no	08/2012	Sep 24, 2012	Mar 15, 2024
THE HILL INVESTMENT GROUP, LLC	GENERAL PARTNER	D	no	08/2012	Sep 24, 2012	Mar 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 21, 2026	$309M	$278M	2	2	0	n/a	n/a
2024	Feb 26, 2025	$291M	$261M	2	2	0	n/a	n/a
2023	Feb 24, 2024	$254M	$225M	2	2	0	n/a	n/a
2022	Mar 3, 2023	$226M	$207M	2	2	0	n/a	n/a
2021	Mar 10, 2022	$264M	$245M	3	2	0	n/a	n/a
2020	Feb 26, 2021	$225M	$191M	3	2	0	n/a	n/a
2019	Mar 4, 2020	$214M	$184M	3	2	0	n/a	n/a
2018	Mar 6, 2019	$192M	$165M	3	2	0	n/a	n/a
2017	Mar 21, 2018	$197M	$168M	3	2	0	n/a	n/a
2016	Mar 14, 2017	$178M	$146M	3	3	n/a	n/a	n/a
2015	Mar 15, 2016	$172M	$144M	3	2	n/a	n/a	n/a
2014	Feb 23, 2015	$174M	$146M	3	2	n/a	n/a	n/a
2013	Feb 7, 2014	$168M	$140M	3	2	n/a	n/a	n/a
2012	Feb 6, 2013	$140M	$109M	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$309M	$291M	6.2%	$226M	11.1%	2	2	0	0

Relationships

Registered with (2)

← PHILIP LEE NAGELAdvisorregistration: current employment
Oct 9, 2012 to presentfactForm ADV
← WILLIAM FLOYD HILLAdvisorregistration: current employment
Oct 4, 2012 to presentfactForm ADV

Controls (2)

← NAGEL, PHILIP, LEEOwnerOWNER, MANAGING MEMBER, ownership code E, individual
Sep 10, 2012 to Mar 15, 2024factForm ADV
← HILL, WILLIAM, FLOYDOwnerOWNER, MANAGING MEMBER, ownership code E, individual
Sep 10, 2012 to Mar 15, 2024factForm ADV

Owns (2)

← PLN INVESTMENT STRATEGIES, LLCOwnerGENERAL PARTNER, ownership code D, domestic entity
Sep 24, 2012 to Mar 15, 2024factForm ADV
← THE HILL INVESTMENT GROUP, LLCOwnerGENERAL PARTNER, ownership code D, domestic entity
Sep 24, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Sep 10, 2012
First Form ADV filing
Aim Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8f977d4-a0e7-8132-6a85-9ea37efdf59b
First observed: Sep 10, 2012
Last observed: Feb 21, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AIM CAPITAL

THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP, CRD 165183

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8f977d4-a0e7-8132-6a85-9ea37efdf59b

Data as of Feb 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM FLOYD HILL

Certified Financial Planner

SCOTTSDALE, AZ

n/a

yes

PHILIP LEE NAGEL

Certified Financial Planner|Chartered Financial Consultant

SCOTTSDALE, AZ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HILL, WILLIAM, FLOYD

OWNER, MANAGING MEMBER

yes

08/2012

Sep 10, 2012

Mar 15, 2024

HILL, WILLIAM, FLOYD

MANAGING GENERAL PARTNER

yes

08/2012

Sep 10, 2012

Mar 15, 2024

NAGEL, PHILIP, LEE

OWNER, MANAGING MEMBER

yes

08/2012

Sep 10, 2012

Mar 15, 2024

NAGEL, PHILIP, LEE

MANAGING GENERAL PARTNER, CHIEF COMPLIANCE OFFICER

yes

08/2012

Sep 10, 2012

Mar 15, 2024

PLN INVESTMENT STRATEGIES, LLC

GENERAL PARTNER

08/2012

Sep 24, 2012

Mar 15, 2024

THE HILL INVESTMENT GROUP, LLC

GENERAL PARTNER

08/2012

Sep 24, 2012

Mar 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 21, 2026

$309M

$278M

n/a

2024

Feb 26, 2025

$291M

$261M

n/a

2023

Feb 24, 2024

$254M

$225M

n/a

2022

Mar 3, 2023

$226M

$207M

n/a

2021

Mar 10, 2022

$264M

$245M

n/a

2020

Feb 26, 2021

$225M

$191M

n/a

2019

Mar 4, 2020

$214M

$184M

n/a

2018

Mar 6, 2019

$192M

$165M

n/a

2017

Mar 21, 2018

$197M

$168M

n/a

2016

Mar 14, 2017

$178M

$146M

n/a

2015

Mar 15, 2016

$172M

$144M

n/a

2014

Feb 23, 2015

$174M

$146M

n/a

2013

Feb 7, 2014

$168M

$140M

n/a

2012

Feb 6, 2013

$140M

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$309M

$291M

6.2%

$226M

11.1%