DFX Intelligence

S••••• T•••••• Y••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

S••••• T•••••• Y••••••••

Advisor at L•• F•••••••• L••

HONOLULU, HI

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Search this name across graphsid dfx:ria:f90b5747-0543-7db5-feb8-b384feb785e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 3, 2022	n/a	yes	HONOLULU, HI	Current employment
B••••• A•••••••	Former SEC adviser	Mar 23, 2015	Feb 28, 2022	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	L•• F•••••••• L••	Feb 28, 2022	Mar 3, 2022	3	Firm change	RIA to ibd
P••• A••••• S••••••••• L••	B••••• A•••••••	Apr 1, 2015	Mar 23, 2015

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 3, 2022 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Mar 23, 2015 to Feb 28, 2022factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 16, 2007 to Apr 1, 2015factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Feb 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f90b5747-0543-7db5-feb8-b384feb785e2
First observed: Nov 30, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.