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Advisor at WELLS FARGO ADVISORS
SANTA ROSA, CA | GREENBRAE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | GREENBRAE, CA|SANTA ROSA, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 16, 2003 | Jan 3, 2011 | no | OAKLAND, CA|OAKLAND, CA|OAKLAND, CA|OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |