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Advisor at CETERA INVESTMENT ADVISERS LLC
ORANGE PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 18, 2023 | n/a | yes | ORANGE PARK, FL | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 4, 2008 | Jun 11, 2021 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|LAKE CITY, FL|TAMPA, FL|Orange Park, FL|ORANGE PARK, FL|WAYCROSS, GA|DOUGLAS, GA|WAYCROSS, GA|JACKSONVILLE BEACH, FL|DOUGLAS, GA|GARDEN CITY, GA|WAYCROSS, GA|WAY CROSS, GA|NEPTUNE BEACH, FL|Orange Park, FL|WINDSOR, CT | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | May 21, 2004 | Jul 11, 2008 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|DENVER, CO|ORANGE PARK, FL|LAKE CITY, FL|FERNANDINA BEACH, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE BEACH, FL|NEPTUNE BEACH, FL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Dec 8, 2003 | Jun 8, 2004 | no | JACKSONVILLE BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 11, 2021 | May 18, 2023 | 706 | Bulk transfer | Ibd to ibd |
| INVEST FINANCIAL CORPORATION | VOYA FINANCIAL ADVISORS, INC. | Jul 11, 2008 | Sep 4, 2008 | 55 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | INVEST FINANCIAL CORPORATION | Jun 8, 2004 | May 21, 2004 | -18 | Firm change | Other |