DFX Intelligence

K••• T• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

K••• T• W••••

Advisor at N••••••••• S••••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:f91b8ea4-8a9e-c9cf-6540-a9763cd7123c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jul 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• S••••••••• L••	No RAUM reported	Aug 13, 2021	n/a	yes	COLUMBUS, OH	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Apr 17, 2017	Aug 10, 2021	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	N••••••••• S••••••••• L••	Aug 10, 2021	Aug 13, 2021	3	Firm change	Other
N••••••••• S••••••••• L••	R•• C•••••• M••••••• L••	Apr 18, 2017	Apr 17, 2017

Relationships

Registered with (2)

→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 17, 2016 to Apr 18, 2017factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 17, 2017 to Aug 10, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f91b8ea4-8a9e-c9cf-6540-a9763cd7123c
First observed: Jun 17, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.