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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMELIA ISLAND, FL | CENTER VALLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 20, 2014 | n/a | yes | CENTER VALLEY, PA|AMELIA ISLAND, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Apr 16, 2012 | Feb 27, 2014 | no | AMELIA ISLAND, FL|ALLENTOWN, PA|AMELIA ISLAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 27, 2014 | Feb 20, 2014 | -7 | Firm change | Wirehouse to ibd |