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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

PATRICK EARL MCKIM

Advisor at CETERA INVESTMENT ADVISERS LLC

DENVER, CO

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Search this name across graphsid dfx:ria:f92cd6b1-a8a8-9f67-9f10-421451c3f8a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 10, 1994
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2215427

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	DENVER, CO	Current employment
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Jul 1, 2011	Feb 3, 2014	no	GREENWOOD VILLAGE, CO\|COLORADO SPRINGS, CO\|DENVER, CO	Previous registration
FINANCIAL DESIGN & MANAGEMENT, INC.	Former SEC adviser	Jun 18, 2008	Jul 28, 2011	no	GREENWOOD VILLAGE, CO	Previous registration
ADRIAN & ASSOCIATES INC	n/a	Jan 1, 1999	Apr 1, 2008	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEOS WEALTH MANAGEMENT, INC.	CETERA INVESTMENT ADVISERS LLC	Feb 3, 2014	Mar 21, 2024	3,699	Firm change after gap	Other
FINANCIAL DESIGN & MANAGEMENT, INC.	GENEOS WEALTH MANAGEMENT, INC.	Jul 28, 2011	Jul 1, 2011	-27	Firm change	Other
ADRIAN & ASSOCIATES INC	FINANCIAL DESIGN & MANAGEMENT, INC.	Apr 1, 2008	Jun 18, 2008	78	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 1, 2011 to Feb 3, 2014factForm ADV
→ FINANCIAL DESIGN & MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 18, 2008 to Jul 28, 2011factForm ADV
→ ADRIAN & ASSOCIATES INCRegistered adviserregistration: previous registration
Jan 1, 1999 to Apr 1, 2008factForm ADV

Dated events

No dated event names this entity yet.