DFX Intelligence

S••••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

S••••••• I••••••••• M••••••••• L••

CRD 316579

CORAL GABLES, FL

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Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 18, 2022 to Mar 24, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $210M••• Locked
Discretionary RAUM: $210M
Private client RAUM: $185Mderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $69.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••• E•••••••••	n/a	CORAL GABLES, FL	2	14	n/a	no
I••• M•••• T••••• B•••••••••	n/a	MONTEVIDEO \| CORAL GABLES, FL	1	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••• R••••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2022	Jun 23, 2022	Jun 24, 2024
S•••••••• S••••••••• L•••	OWNER AND CHIEF EXECUTIVE OFFICER	E	yes	09/2008	Feb 18, 2022	Jun 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••• A••••••• L••	n/a	Other adviser	$265M	N	yes	n/a
S•••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$210M	$157M	33.3%	$145M	13.1%	4	4	0	0

Relationships

Affiliated with (2)

← I••••• A•••••••Registered adviserother investment adviser, common control
factForm ADV
→ I••••• A•••••••Registered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← I••• M•••• T••••• B•••••••••Advisorregistration: current employment
Mar 4, 2025 to presentfactForm ADV
← R•••• S•••

Dated events

Order

Occurred
23 Jun 2022
Control person joined
••• Locked
Form ADV
Occurred
18 Feb 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 18, 2022
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.