R•••• S•••

Advisor at L••••• C•••••• M••••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: Jun 18, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 14

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• C••••••	No RAUM reported	Nov 23, 2025	n/a	yes	Weston, FL\|DALLAS, TX	Current employment
S••••••• I••••••••• M••••••••• L••	Independent wealth	Feb 12, 2024	n/a	yes	CORAL GABLES, FL\|WESTON, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• A•••••••	S••••••• I••••••••• M••••••••• L••	Aug 3, 2026	Feb 12, 2024	-903	Firm change after gap	Other
Z•••	I•••••••• C••••••	Apr 7, 2025	Nov 23, 2025

Relationships

Registered with (17)

→ I•••••••• C••••••Registered adviserregistration: current employment
Nov 23, 2025 to presentfactForm ADV
→ S••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Feb 12, 2024 to presentfactForm ADV
→ L••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
May 16, 2018 to presentfactForm ADV
→ I••••• A•••••••

Dated events

Order

Occurred
3 Aug 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Dec 2025
Advisor owns new adviser
••• Locked
Form ADV
Occurred
7 Apr 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
20 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 18, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••• C•••••• P••••••• L••	n/a	Apr 28, 2011	Jan 18, 2012	no	CLEARWATER, FL	Previous registration
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	May 15, 2008	Aug 13, 2010	no	FT LAUDERDALE, FL	Previous registration
T• A••••••••• I•••	Former SEC adviser	May 15, 2008	Aug 13, 2010	no	Fort Lauderdale, FL	Previous registration
W•••••• • R•••	Former SEC adviser	Feb 17, 2005	May 9, 2008	no	OAKBROOK, IL\|JACKSONVILLE, FL	Previous registration
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 3, 2004	Jan 14, 2005	no	SPRINGFIELD, IL	Previous registration
P•••• S••••••••• L••	No RAUM reported	Mar 7, 2003	Jan 26, 2004	no	TAMPA, FL	Previous registration
P••••••••• E••••• G••••• L••	n/a	Jun 18, 2001	Oct 25, 2002	no	TAMPA, FL	Previous registration

All 14 rows

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	T• A••••••••• I••••••••• M••••••••• L••	May 9, 2008	May 15, 2008	6	Firm change	Other
M•• F•••••••• S•••••••• I•••	W•••••• • R•••	Jan 14, 2005	Feb 17, 2005	34	Firm change	Other
P•••• S••••••••• L••	M•• F•••••••• S•••••••• I•••	Jan 26, 2004	Mar 3, 2004	37	Firm change	Other
P••••••••• E••••• G••••• L••	P•••• S••••••••• L••	Oct 25, 2002	Mar 7, 2003	133	Firm change	Other