DFX Intelligence

A••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A••• I•••••••••

A••• I•••••••••, LLC, CRD 320874

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:f939fad3-eca0-be2b-f4cc-f42533ccfbcc

Data as of Jan 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 20, 2022 to Jan 20, 2023
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 20
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• F•••••••• G••••• L••	Owner	E	yes	01/2022	May 20, 2022	Jan 20, 2023
A••• H••••••• I•••	MANAGING MEMBER	E	yes	01/2015	May 20, 2022	Jan 20, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• I••••••••• S•••••••• L••	n/a	Institutional manager	$21B	N	yes	n/a
A•••••• I•••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ C••••• P••••••• O••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← R•••••• P••••••• J•••••OwnerCEO, ownership code C, individual
May 20, 2022 to presentfactForm ADV
← M•••••• M••••••• L••OwnerDIRECTOR OF A••••••Y PLATFORMS, ownership code NA, individual
May 20, 2022 to presentfactForm ADV
← A••• F•••••••• G••••• L••OwnerOWNER, ownership code E, domestic entity

Dated events

Occurred
May 20, 2022
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f939fad3-eca0-be2b-f4cc-f42533ccfbcc
First observed: May 20, 2022
Last observed: Jan 20, 2023 44 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.