DFX Intelligence

L•••• W• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

L•••• W• S••••••

Advisor at I•••••••• W••••• M••••••••• L••

Waukee, IA

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Search this name across graphsid dfx:ria:f93ce3fa-6c2f-a864-143a-0c4ceb2f1e64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• W••••• M••••••••• L••	State registered	Apr 11, 2019	n/a	yes	Waukee, IA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 20, 2018	Apr 23, 2019	no	FAIRFIELD, IA\|Waukee, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	I•••••••• W••••• M••••••••• L••	Apr 23, 2019	Apr 11, 2019	-12	Firm change	Ibd to state RIA
I••••••••• A••••••• C•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 20, 2018	Oct 20, 2018

Relationships

Registered with (3)

→ I•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 11, 2019 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2018 to Apr 23, 2019factForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Jul 24, 2017 to Oct 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f93ce3fa-6c2f-a864-143a-0c4ceb2f1e64
First observed: Jul 24, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.