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Advisor at LPL FINANCIAL LLC
SHREWSBURY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | n/a | yes | SHREWSBURY, MA | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Nov 2, 2015 | May 18, 2022 | no | Shrewsbury, MA | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 22, 2014 | Oct 21, 2015 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| ADVICE AND PLANNING SERVICES | CUNA BROKERAGE SERVICES, INC. | Oct 21, 2015 | Nov 2, 2015 | 12 | Firm change | Other |