DFX Intelligence

E••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 1b 10b

E••••••••• P•••••••

E••••••••• P••••••• L••••••, CRD 330798

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jul 16, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: May 21, 2024 to Jul 16, 2024
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $358Mderived••• Locked
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••••• C••••••••• A••••• F•••	Other Private Fund	$28.1M	Jul 16, 2024	16	May 21, 2024	reported	021-513724

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• T••••	CO-FOUNDER	Na	yes	07/2019	May 21, 2024	Jul 16, 2024
D••••• C••••••• C•••••• L••••••	Shareholder	D	yes	01/2019	May 21, 2024	Jul 16, 2024

Relationships

Advises (1)

→ F••••••• C••••••••• A••••• F•••Private fundOther Private Fund, IA
May 21, 2024 to presentfactForm ADV

Controls (6)

← S•••••• J•••••• B••••••OwnerSHAREHOLDER, ownership code C, individual
May 21, 2024 to presentfactForm ADV
← A••••••••• T••••OwnerCO-FOUNDER, ownership code NA, individual
May 21, 2024 to presentfactForm ADV
← D••••• C••••••• C•••••• L••••••OwnerSHAREHOLDER, ownership code D, foreign entity

Dated events

Order

Occurred
21 May 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 21, 2024
Last observed: Jul 16, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 12 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• L••• E••••	Coo	Na	no	04/2023	May 21, 2024	Jul 16, 2024
H••• T•••••• ••••• L••••••	T••••••	F	no	07/2012	May 21, 2024	Jul 16, 2024