DFX Intelligence

L•••• D•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

L•••• D•••• G•••••••

Advisor at K•••••• F•••••••• G••••• L••

PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f94762d0-353d-7438-c42f-0aa249114a38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• F•••••••• G••••• L••	Independent wealth	Jan 20, 2026	n/a	yes	PEORIA, AZ	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Nov 20, 2023	Jul 11, 2024	no	COVINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	K•••••• F•••••••• G••••• L••	Jul 11, 2024	Jan 20, 2026	558	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ K•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 20, 2023 to Jul 11, 2024factForm ADV

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
L•••• D•••• G••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for K•••••• F•••••••• G••••• L•• (registered 2026-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f94762d0-353d-7438-c42f-0aa249114a38
First observed: Nov 20, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.